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Privacy Policy

Privacy Policy and Practices

What Does StrategicPoint Do With Your Personal Information?

WHY? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

WHAT? The types of personal information we collect and share depend on the product or service you have with us. This information can include:

• Social Security number, assets and income
• Account balances and transaction history
• Investment experience and account transactions
• Information from your employer, association, benefit plan sponsor, or other institutions where you conduct financial transactions
When you are no longer our customer, we continue to share your information as described in this notice.

HOW? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons StrategicPoint chooses to share; and whether you can limit this sharing.

Reasons we can share
your personal information
Does StrategicPoint
Can you limit this
For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus



For servicing your account with third parties—such as insurance companies, mutual fund companies, affiliated advisors, affiliated broker-dealers, banks, investment firms or technical application providers, as needed



For our marketing purposes— to offer our products and services to you



For joint marketing with other financial companies


We don’t share

For our affiliates’ everyday business purposes— information about your transactions and experiences


We don’t share

For our affiliates’ everyday business purposes— information about your creditworthiness


We don’t share

For non-affiliates to market to you


We don’t share


Questions? Call (800) 597-5974 or visit www.StrategicPoint.com



Who is providing this notice?
StrategicPoint Investment Advisors


How does StrategicPoint protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does StrategicPoint collect my personal information?
We collect your personal information, for example, when you:
• Open an account or give us your income information
• Tell us about your portfolio or deposit money
• Enter into an investment advisory contract

We also collect your personal information from other companies.

Why can’t I limit all sharing?
Federal law gives you the right to limit only:
• sharing for affiliates’ everyday business purposes—information about your creditworthiness
• affiliates from using your information to market to you
• sharing for non-affiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.


Companies related by common ownership or control. They can be financial and nonfinancial companies. StrategicPoint does not share nonpublic personal information with its affiliates.

Companies not related by common ownership or control. They can be financial and nonfinancial companies.
Non-affiliates that we share with can include companies that aggregate data for reporting purposes.

Joint Marketing
A formal agreement between non-affiliated financial companies that together market financial products or services to you. StrategicPoint does not jointly market.


We are an affiliate of Focus Financial Partners, LLC and we and other affiliates of Focus share certain personal information with an unaffiliated third party for the purpose of aggregating it and providing summary information based on this data to our parent company Focus.

This Privacy Policy applies to StrategicPoint Investment Advisors, LLC, a federally registered investment advisory firm, and StrategicPoint Insurance Services, LLC, a state registered insurance producer.

Our policy about obtaining and disclosing non-public personal information may change from time to time. We will provide you notice of any material change to this policy before we implement the change.